-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DH7GxMZWcUYQF+7sJhGCQrUQzfUC7ZF1MuTLCNOcq54bbS0d6GRyJ2SYext13XLO tW5w1473XVpfVud771kZGg== 0000901835-98-000005.txt : 19980218 0000901835-98-000005.hdr.sgml : 19980218 ACCESSION NUMBER: 0000901835-98-000005 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BALDOR ELECTRIC CO CENTRAL INDEX KEY: 0000009342 STANDARD INDUSTRIAL CLASSIFICATION: MOTORS & GENERATORS [3621] IRS NUMBER: 430168840 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-10352 FILM NUMBER: 98540310 BUSINESS ADDRESS: STREET 1: 5711 R S BOREHAM JR ST STREET 2: P O BOX 2400 CITY: FORT SMITH STATE: AR ZIP: 72902-2400 BUSINESS PHONE: 5016464711 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BALLMAN FRED C CENTRAL INDEX KEY: 0000901835 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: PO BOX 6638 CITY: FORT SMITH STATE: AR ZIP: 72906 BUSINESS PHONE: 5016464711 SC 13G/A 1 FRED C BALLMAN 1997 AMENDMENT TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 19)* Name of Issuer BALDOR ELECTRIC COMPANY Title of Class of Securities COMMON STOCK CUSIP Number 057741-10-0 * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 CUSIP No. 057741-10-0 1. Name of reporting persons: Fred C. Ballman S.S. or I.R.S. identification no. of above persons: ###-##-#### 2. Check the appropriate box if a member of a group (See Instructions): (a) __________ (b) __________ 3. SEC use only: __________ 4. Citizenship or place of organization: U.S. Citizen Number of shares beneficially owned by each reporting person with (5-8): 5. Sole voting power: 8,640 shares 6. Shared voting power: 3,006,464 shares 7. Sole dispositive power: 8,640 shares 8. Shared dispositive power: 3,006,464 shares 9. Aggregate amount beneficially owned by each reporting person: 3,015,104 shares 10. Check if the aggregate amount in row (9) excludes certain shares (see instructions): ________ 11. Percent of class represented by amount in row (9): 8.4% 12. Type of reporting person (see instructions): IN Page 2 of 5 Item 1 (a) Name of issuer: Baldor Electric Company (b) Address of issuer's principal executive offices: 5711 R.S. Boreham, Jr. Street Fort Smith, AR 72908 Item 2 (a) Name of person filing: Fred C. Ballman (b) Address of principal business office, if none, residence: P.O. Box 6638 Fort Smith, AR 72906 (c) Citizenship: United States (d) Title of class of securities: Common Stock (e) CUSIP number: 057741-10-0 Item 3 If this Statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) __________ Broker or Dealer registered under Section 15 of the Act. (b) __________ Bank as defined in section 3(a)(6) of the Act. (c) __________ Insurance Company as defined in section 3(a) (19) of the Act. (d) __________ Investment Company registered under section 8 of the Investment Company Act. (e) __________ Investment Advisor registered under section 203 of the Investment Advisers Act of 1940. (f) __________ Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see Sec. 240.13d-1(b)(1)(ii) (F). (g) __________ Parent Holding Company, in accordance with Sec. 240.13d-1 (b)(ii)(G) (Note: See Item 7). (h) __________ Group, in accordance with Sec. 240.13d-1(b)(1) (ii)(H). Page 3 of 5 Item 4 Ownership: If the percent of the class owned, as of December 31 of the year covered by the statement or as of the last day of any month described in Rule 13d-1(b)(2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire. (a) Amount Beneficially Owned: 3,015,104 shares (b) Percent of Class: 8.4% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 8,640 shares (ii) shared power to vote or to direct the vote: 3,006,464 shares (iii) sole power to dispose or to direct the disposition of: 8,640 shares (iv) shared power to dispose or to direct the disposition of: 3,006,464 shares Item 5 Ownership of five percent or less of a class: Not Applicable Item 6 Ownership of more that five percent on behalf of another person: Not Applicable Item 7 Identification and classification of the subsidiary which acquired the security being reported on by the Parent Holding Company: Not Applicable Item 8 Identification and classification of members of the group: Not Applicable Item 9 Notice of dissolution of group: Not Applicable Item 10 Certification: Not Applicable Page 4 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 9, 1998 Signature: / s / Frederick C. Ballman Name: Frederick C. Ballman Title: Director Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----